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and Ownership Forms 3, 4, and 5.
   

Helpful Information

  • If your search is "John Smith" and you didn't get the results you expected, please try "Smith John."
  • The SEC does not require companies that are raising less than $5 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D with the SEC. The Form D serves as a brief notice that provides information about the company and the offering.

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Important: As of July 18, 2013, any new press releases, speeches, public statements, and testimonies will not be searchable using this legacy search. To search for these SEC documents, please (shown above).

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